Ultrassonografia diafragmática: uma revisão de seus aspectos metodológicos e usos clínicos

1 . Divisão de Pneumologia, Instituto do Coração - InCor - Hospital das Clínicas, Faculdade de Medicina, Universidade de São Paulo, São Paulo (SP) Brasil.

2 . Unidade de Terapia Intensiva, A.C. Camargo Cancer Center, São Paulo (SP) Brasil.

Leticia Zumpano Cardenas

1 . Divisão de Pneumologia, Instituto do Coração - InCor - Hospital das Clínicas, Faculdade de Medicina, Universidade de São Paulo, São Paulo (SP) Brasil.

2 . Unidade de Terapia Intensiva, A.C. Camargo Cancer Center, São Paulo (SP) Brasil.

André Luis Pereira de Albuquerque

1 . Divisão de Pneumologia, Instituto do Coração - InCor - Hospital das Clínicas, Faculdade de Medicina, Universidade de São Paulo, São Paulo (SP) Brasil.

3 . Hospital Sírio-Libanês, São Paulo (SP) Brasil.

Carlos Roberto Ribeiro de Carvalho

1 . Divisão de Pneumologia, Instituto do Coração - InCor - Hospital das Clínicas, Faculdade de Medicina, Universidade de São Paulo, São Paulo (SP) Brasil.

Pedro Caruso

1 . Divisão de Pneumologia, Instituto do Coração - InCor - Hospital das Clínicas, Faculdade de Medicina, Universidade de São Paulo, São Paulo (SP) Brasil.

2 . Unidade de Terapia Intensiva, A.C. Camargo Cancer Center, São Paulo (SP) Brasil.

1 . Divisão de Pneumologia, Instituto do Coração - InCor - Hospital das Clínicas, Faculdade de Medicina, Universidade de São Paulo, São Paulo (SP) Brasil.

Correspondence to: Pauliane Vieira Santana. Avenida Dr. Enéas de Carvalho Aguiar, 45, 5º andar, Bloco 2, Sala 1, CEP 05403-900, São Paulo, SP, Brasil. Tel./Fax: 55 11 2661-5990. E-mail: moc.liamg@asiviluap

AUTHOR CONTRIBUTIONS: PVS, LZC, ALPA, CRRC, and PC contributed to the study conception and design (formal analysis and methodology). PVS and PC contributed to drafting the manuscript. PVS, LZC, ALPA, CRRC, and PC contributed to writing, reviewing, and editing the manuscript. All of the authors approved the final manuscript.

This is an open-access article distributed under the terms of the Creative Commons Attribution License

ABSTRACT

The diaphragm is the main muscle of respiration, acting continuously and uninterruptedly to sustain the task of breathing. Diaphragmatic dysfunction can occur secondary to numerous pathological conditions and is usually underdiagnosed in clinical practice because of its nonspecific presentation. Although several techniques have been used in evaluating diaphragmatic function, the diagnosis of diaphragmatic dysfunction is still problematic. Diaphragmatic ultrasound has gained importance because of its many advantages, including the fact that it is noninvasive, does not expose patients to radiation, is widely available, provides immediate results, is highly accurate, and is repeatable at the bedside. Various authors have described ultrasound techniques to assess diaphragmatic excursion and diaphragm thickening in the zone of apposition. Recent studies have proposed standardization of the methods. This article reviews the usefulness of ultrasound for the evaluation of diaphragmatic function, addressing the details of the technique, the main findings, and the clinical applications.

Keywords: Ultrasonography, Diaphragm/diagnostic imaging, Respiratory muscles, Critical Illness, Respiratory tract diseases, Neuromuscular diseases

RESUMO

O diafragma é o principal músculo da respiração e age de forma contínua e ininterrupta para mantê-la. Muitas patologias podem causar disfunção diafragmática, que é geralmente subdiagnosticada na prática clínica em virtude de sua apresentação inespecífica. Embora várias técnicas tenham sido usadas na avaliação da função diafragmática, o diagnóstico de disfunção diafragmática ainda é problemático. A ultrassonografia diafragmática ganhou importância em virtude de suas muitas vantagens: não é invasiva, não expõe os pacientes à radiação, está amplamente disponível, fornece resultados imediatos, é altamente precisa e é repetível à beira do leito. Vários autores descreveram técnicas ultrassonográficas para avaliar a excursão e o espessamento diafragmático na zona de aposição. Estudos recentes propuseram a padronização dos métodos. Este artigo de revisão analisa a utilidade da ultrassonografia na avaliação da função diafragmática, abordando os detalhes da técnica, os principais achados e as aplicações clínicas.

Descritores: Ultrassonografia, Diafragma/diagnóstico por imagem, Músculos respiratórios, Estado terminal, Doenças respiratórias, Doenças neuromusculares

INTRODUCTION

The respiratory muscles, which comprise the diaphragm, the intercostal muscles, the abdominal muscles, and the accessory muscles (including the sternocleidomastoid and scalene muscles), provide the driving force for ventilation. 1 , 2 The diaphragm is the main muscle of respiration. Anatomically, it is a dome-shaped structure and is divided into two parts: the central tendon and the peripheral muscular portion. Functionally, the muscular portion is itself divided into two parts 1 - 4 : the crural portion, which is medial and arises from the lumbar vertebrae (L2-L4) and associated ligaments; and the larger costal portion, which is lateral and is in apposition to the inner aspect of the six lower ribs, constituting the region of apposition to the rib cage, known as the zone of apposition (ZOA). During quiet breathing, diaphragmatic contraction has several effects: the central dome lowers because of contraction of the muscle fibers of the ZOA, leading to a decrease in pleural pressure; the lowering of the central dome increases abdominal pressure, leading to the outward movement of the anterior abdominal wall; and the muscle fibers of the costal part of the diaphragm lift the lower rib cage (insertional force) causing forward (pump-handle) and outward (bucket-handle) movements. As a result, during contraction, the diaphragm moves caudally, increasing the craniocaudal dimension of the thoracic cavity, thus generating negative intrathoracic pressure to inflate the lungs. 1 - 5

The diaphragm is innervated by the phrenic nerves that arise from the nerve roots at C3 through C5. 5 To trigger a spontaneous breath, the inspiratory muscles have to receive adequate output from the brain centers and must have anatomical and phrenic nerve integrity. 6 Diaphragmatic function can be affected by diseases that injure the diaphragm itself or by conditions that affect the neuromuscular axis (brain centers, phrenic nerve, or neuromuscular transmission). 6 To maintain continuous, rhythmic, uninterrupted breathing, the diaphragm muscle fibers must be resistant to fatigue. In the adult human diaphragm, approximately 55% of the muscle fibers are type I (slow-twitch fibers that have high fatigue resistance), whereas 21% are type IIA (fast-twitch oxidative fibers that have intermediate fatigue resistance) and 24% are type IIB (fast-twitch glycolytic fibers that have low fatigue resistance). 3

Diaphragmatic dysfunction (DD) is defined as a loss of muscle force that may be partial (weakness) or complete (paralysis), leading to reduced inspiratory capacity and impaired respiratory muscle endurance. 4 Diaphragmatic weakness or paralysis can involve one or both hemidiaphragms. 7 Because of its nonspecific presentation, DD is underdiagnosed in clinical practice. 6 Unilateral DD is often asymptomatic and diagnosed only as an incidental finding. In rare cases, patients with unilateral DD complain of dyspnea that is intensified in the supine position. However, patients with bilateral DD or those with unilateral DD and underlying lung disease can present with not only dyspnea on exertion but also sleep-disordered breathing, decreased exercise performance, and impaired quality of life. 6 The suspicion of DD is typically raised when diaphragm elevation is seen on a chest X-ray ordered to investigate dyspnea or another respiratory symptom. 4 , 6 Once suspected, DD can be investigated by a variety of tests that are selected based on their availability, usefulness, and invasiveness. A brief description of the tests, other than ultrasound, that are used in the evaluation of diaphragmatic function is provided described in the Supplementary Material.

DIAPHRAGMATIC ULTRASOUND

Technical aspects

Diaphragmatic ultrasound is a useful technique to evaluate the anatomy and function of the diaphragm, specifically diaphragmatic excursion and thickening. Table 1 describes some characteristics of the technique. 8 - 22 The equipment needed to perform diaphragmatic ultrasound is uncomplicated and is widely available at medical facilities. The ultrasound system should be equipped with a 2.5-5.0 MHz convex transducer and a 7.5-10.0 MHz linear transducer. A brief description of ultrasound transducers and imaging techniques can be found elsewhere, 23 and Figure 1 illustrates some aspects of those techniques. Because of the portability of ultrasound equipment, diaphragmatic ultrasound can be easily performed as an outpatient procedure or at the bedside in the ward, ICU, or emergency department. Because there is less variability and greater reproducibility in the supine position, that is the preferred positioning for diaphragmatic ultrasound.

Table 1

A convex transducer (A) uses a lower frequency, allowing a deep penetration and a wide field of view. In a convex transducer, the crystals are embedded along a curved shape (A). The ultrasound beams emitted from the lateral aspects of the transducer lead to decreased lateral resolution and a pie-shaped image on the screen (B and top of C). Convex transducers are primarily used for abdominal scans due to their wider and deeper view. A linear transducer (D) emits a beam with a high frequency (6-12 MHz), providing better resolution and less penetration, making it ideal for imaging superficial structures. The crystals are aligned in a linear fashion within a flat head and produce sound waves in a straight line. The image produced is rectangular in shape (E) with high lateral resolution. The imaging modes are demonstrated in B, C, E, and F. The diaphragm is seen in B mode, also known as real-time imaging (B and E). B-mode ultrasound presents a two-dimensional slice of a three-dimensional structure, rendering a cross-sectional view. The diaphragm is seen in M mode (C and F), which displays the motion of a given structure over time through the placement of a vertical (exploratory, M-mode) line in the directed plane of the transducer, during quiet breathing (QB), deep breathing (DB), and voluntary sniff (VS). The M-mode line is anchored at the top and center of the screen, although its orientation and direction can be adjusted laterally. On the screen, the motion of the structure is plotted along the y-axis, and time is plotted along the x-axis, in seconds. M-mode ultrasound allows high time resolution.

Echographic appearance of the diaphragm

On ultrasound, the diaphragm can be explored through two acoustic windows: over the subcostal area (SCA), as depicted in Figures 2 and 3; and over the ZOA, as depicted in Figure 4 . Through the SCA window, ultrasound shows the diaphragm as a deeply located curved structure that separates the thorax from the abdomen ( Figure 2 B). 8 , 9 , 24 Through the ZOA window, the diaphragm is identifiable as a three-layer structure ( Figure 4 ), 25 consisting of one hypoechoic inner muscle layer surrounded by two hyperechoic outer membranes (the peritoneum and pleura). 24 - 27 During diaphragmatic contraction in healthy individuals, ultrasound through the SCA window shows the diaphragm descending in the craniocaudal direction (i.e., toward the transducer), 8 , 9 , 24 whereas ultrasound through the ZOA window shows the shortening and thickening of the muscle. 27 , 28 Therefore, ultrasound allows the measurement of diaphragmatic mobility and thickness. To quantify diaphragmatic mobility and thickening in an objective manner, at least three images should be evaluated and the values should be averaged. 8 , 24 , 25 , 29

In A, measuring the excursion of right hemidiaphragm using the anterior subcostal view with the convex probe positioned below the costal margin between the midclavicular line (MCL) and anterior axillary line (AAL). In B, ultrasound appearance of the right hemidiaphragm in the subcostal region between the MCL and AAL. In C, schematic representation of the measurement of diaphragmatic excursion: on the left, placement of the probe in the subcostal region to display the diaphragm in B mode and placement of the exploratory line demonstrating excursion from expiration to inspiration (points A-B). In D, measurement of diaphragmatic excursion in M mode. The top of the figure depicts the normal right diaphragm in B mode, and the bottom portion depicts M-mode ultrasound of the diaphragmatic excursion during quiet breathing (QB), deep breathing (DB), and voluntary sniff (VS).

In A, measuring the thickness of right hemidiaphragm through the placement of the linear transducer over the zone of apposition (ZOA) at the ninth intercostal space, between the anterior axillary and midaxillary lines. In B, ultrasound appearance of the left hemidiaphragm at the ZOA between the ninth and tenth intercostal spaces, during quiet breathing, at functional residual capacity. In C, measurement of diaphragm thickness: the top of the figure displays the ZOA of a normal diaphragm, in B mode; and the bottom portion shows, in M mode, the diaphragm thickness at end-expiration (exp), or distance A-A, and diaphragm thickness at end-inspiration (insp), or distance B-B.

Diaphragmatic mobility

Diaphragmatic mobility is measured by visualizing the hemidiaphragms via the anterior subcostal view (the preferred method), posterior subcostal view, or subxiphoid view, in the two-dimensional (B) mode or in the one-dimensional (M) mode. 8 , 9 Regardless of the technique chosen, diaphragmatic mobility is measured at three time points ( Figure 2 D): during quiet breathing; during deep breathing at maximal inspiration, and during voluntary sniffing.

The posterior subcostal view (Figure S1 in the Supplementary Material) is usually employed with the patient in a sitting position. A low-frequency convex transducer is placed over the posterior subcostal region, which is assessed in the right or left sagittal planes and in B mode, and the operator looks for the individual hemidiaphragms through the hepatic or spleen window. 30 The amplitude of craniocaudal diaphragmatic mobility is then measured in M mode. Because it requires that specific patient positioning, the posterior subcostal view is usually unfeasible in patients who are critically ill or are on mechanical ventilation (MV).

The subxiphoid view is particularly useful in children and slender adults. A low-frequency convex transducer is placed below the xiphoid process in a transverse orientation, angled cranially and dorsally toward the posterior hemidiaphragms. 31 In B mode, the right and left hemidiaphragms can both be seen, allowing a qualitative comparison of their excursion. 32 In M mode, the excursion of each hemidiaphragm can be measured objectively.

Testa at al. 9 presented a detailed description of the use of the anterior subcostal view. In brief, a low-frequency convex transducer is placed over the anterior SCA, between the midclavicular and anterior axillary lines ( Figure 2 A). The right and left hemidiaphragms can be evaluated via the liver and spleen windows, respectively. In B mode, transverse scanning is performed, looking across the liver for the inferior vena cava on the right of the screen and the gallbladder in the middle of the screen. The right hemidiaphragm appears as a thick, curving, hyperechoic line ( Figures 2 B and 2D). The transducer is directed medially, cranially, and dorsally, so that the ultrasound beam reaches the posterior third of the right hemidiaphragm. 8 , 9 The transducer is held firmly in place, and the patient is asked to engage in quiet breathing, deep breathing, and voluntary sniffing ( Figure 2 D and, in the Supplementary Material, Video S1). In M mode, the M-mode line is positioned as perpendicular as possible, to obtain maximum excursion ( Figures 2 C and 2D). 8 , 9 , 24 The amplitude of the diaphragmatic excursion is measured by placing calipers at the bottom and top of the diaphragmatic inspiratory slope ( Figures 2 C and 2D).

There are regional differences in mobility between the parts of the diaphragm. 33 The middle and posterior portions of the diaphragm show the greatest craniocaudal excursion during spontaneous breathing. 33 In B-mode ultrasound, it is fundamental to be aware of the direction of diaphragmatic excursion, whether toward the transducer (descending = normal) or away from it (paradoxical = abnormal).

Quantifying left hemidiaphragm mobility can be problematic because of the smaller acoustic window of the spleen and the interposition of gas in the stomach. When left diaphragmatic paralysis is suspected, there are strategies that can facilitate the observation and measurement of diaphragmatic excursion (Figure S2 in the Supplementary Material).

The diagnosis of DD can be made through ultrasound measurement of diaphragmatic mobility. Diaphragmatic paralysis can be diagnosed by identifying the absence of mobility during quiet breathing and deep breathing, together with paradoxical motion during deep breathing or voluntary sniffing ( Figures 3 C and 3D). 34 , 35 Diaphragmatic weakness can be diagnosed by identifying reduced mobility during deep breathing, with or without paradoxical motion during voluntary sniffing ( Figure 3 D). 8 , 36

Measurement of diaphragmatic excursion. At the top of all of the panels, we can see images in B mode showing the position of the probe, whereas at the bottom of each panel, the M-mode images show the diaphragmatic excursion (A and B), lack of excursion (C), and paradoxical excursion (D). Panel A depicts diaphragmatic excursion during quiet breathing (QB), and panel B shows diaphragmatic excursion during a voluntary sniff (VS). Panels C and D depict the trace of a paralyzed diaphragm. In C, diaphragmatic excursion is absent during QB. Panel D shows paradoxical motion during VS.

Diaphragm thickness and thickening fraction

To assess atrophy and contraction of the diaphragm, it is necessary to evaluate diaphragm thickness (Tdi) and the thickening fraction (TF), respectively. 26 , 28 A high frequency (7-13 MHz) linear transducer is placed over the ZOA, between the eighth and ninth intercostal spaces, usually 0.5-2.0 cm below the costophrenic angle, between the anterior axillary and midaxillary lines ( Figure 4 A). 24 , 25 , 29 At a depth of 1.5-3 cm, the diaphragm is identified as the hypoechoic inner muscular layer bounded by two hyperechoic membranes ( Figure 4 B), namely those of the pleura (superficial line) and peritoneum (deeper line). 25 - 27 Tdi is measured from the center of the pleural line to the center of the peritoneal line, at end-expiration (Tdi-exp) ( Figure 4 B), then at end-inspiration (Tdi-insp), in B mode and M mode ( Figure 4 C and, in the Supplementary Material, Video S2). The TF is calculated as follows:

The diagnosis of DD can be made by measuring Tdi with ultrasound. A chronically paralyzed diaphragm is thin, atrophic, and does not thicken during inspiration. 26 However, in acute or subacute diaphragmatic paralysis, the Tdi may be normal but the thickening capacity will be decreased. 37 , 38 Table 2 shows a variety of studies that used diaphragmatic ultrasound to measure diaphragmatic mobility and thickness in healthy subjects. 8 - 10 , 25 , 27 , 29 , 33 , 36 , 39

Table 2

MCL: midclavicular line; DB: deep breathing; F: female; M: male; MAL: midaxillary line; QB: quiet breathing; VS: voluntary sniff; AAL: anterior axillary line; ZOA: zone of apposition; Tdi-exp: diaphragm thickness at end-expiration; Tdi-insp: diaphragm thickness at end-inspiration; LLN: lower limit of normal; FRC: functional residual capacity; and TF: thickening fraction.

CLINICAL USES OF DIAPHRAGMATIC ULTRASOUND

Critical care

Critically ill patients are especially vulnerable to DD, because of a number of potentially myotoxic factors. 40 , 41 In critically ill patients, DD is highly prevalent, even at the beginning of ICU admission, 42 especially in patients with respiratory failure who require MV. 40 , 43 Studies have shown that DD is associated with adverse outcomes, such as weaning failure, 13 , 40 , 43 prolonged MV, 44 prolonged ICU stay, 40 and increased mortality. 40 , 42 , 44 , 45

Diaphragmatic function is rarely monitored in critically ill patients, mainly because it is difficult to employ the tools required in order to do so. Recently, diaphragmatic ultrasound has contributed significantly to the assessment of diaphragmatic function in critical care settings. 12 , 13 , 16 , 18 , 43 , 46 One study suggested a rational approach to the use of diaphragmatic ultrasound in critical care, for a variety of purposes 47 : to diagnose DD; to assess the work of breathing; to identify atrophy of the diaphragm; and to predict weaning outcomes.

The work of breathing can also be assessed with diaphragmatic ultrasound. Recent studies have shown that the TF correlates with the diaphragmatic pressure-time product and the esophageal pressure-time product. 16 , 17

Another application of diaphragmatic ultrasound is in the identification of atrophy of the diaphragm through the measurement of Tdi-exp. 15 , 18 , 51 , 52 In a previous study, Tdi-exp was found to decrease 6.0-7.5% per day on MV and the level of ventilator support showed a linear relationship with the incidence of atrophy of the diaphragm. 18

Diaphragmatic ultrasound can also be used in order to predict the weaning outcome. During spontaneous breathing trials, diaphragmatic excursion cutoff values of < 14 mm 53 , 54 and < 11 mm 13 have both been found to be predictive of weaning failure, as have TF values of < 20%, 43 < 30%, 46 and < 36%. 11

The usefulness of diaphragmatic ultrasound in predicting weaning outcomes continues to be extensively explored and debated. However, there is considerable heterogeneity across studies, due to the following methodological aspects: the definition of weaning failure employed; the inclusion criteria (e.g., the timing of diaphragmatic ultrasound during the spontaneous breathing test); the diaphragmatic ultrasound technique chosen; the positioning of the patient; differences among patient populations; the diaphragmatic ultrasound parameters evaluated to predict weaning (diaphragmatic excursion, the TF, or the combination of several parameters). That marked heterogeneity among studies makes it difficult to draw general conclusions on the usefulness of diaphragmatic ultrasound in predicting weaning outcomes, which could explain the lack of guidelines. Recent, high-quality studies, including a systematic review, 47 three meta-analyses, 55 - 57 and a narrative review, 58 have synthesized the available knowledge on this subject. Although a complete review of all such studies is beyond the scope of the present report, there is compelling evidence that diaphragmatic ultrasound is a feasible, promising technique for use in critical care, especially in patients with respiratory failure. 12 , 13 , 16 , 18 , 43 , 45 , 46 , 52 However, there are still conflicting results regarding the efficiency of the technique in predicting weaning outcomes. 59 , 60 Table 3 summarizes the relevant studies on this topic. 12 - 15 , 18 , 40 , 43 - 46 , 48 - 50 , 52 - 54 , 61 - 64

Table 3

TF: thickening fraction; PSV: pressure-support ventilation (numbers in parentheses/brackets are cmH₂O); SBT: spontaneous breathing trial; ICUAW: ICU-acquired weakness; PtrStim: tracheal pressure in response to phrenic nerve stimulation; ZEEP: zero end-expiratory pressure; DE: diaphragmatic excursion; Tdi-exp: diaphragm thickness at end-expiration; MV: mechanical ventilation; CMV: controlled mechanical ventilation; SB: spontaneous breathing; CPAP: continuous positive airway pressure; DD: diaphragmatic dysfunction; Pdi: transdiaphragmatic pressure; ARF: acute respiratory failure; ACV: assist-control ventilation; and LOS: length of stay.

Diaphragmatic paralysis

In patients with bilateral diaphragmatic paralysis, inspiration is achieved by the contraction of inspiratory intercostal and accessory muscles, which lowers the pleural pressure and expands the rib cage. During inspiration, the paralyzed diaphragm moves cranially and does not thicken. 4 Diaphragmatic ultrasound has been explored as a tool to diagnose diaphragmatic paralysis.

Gottesman et al. 26 measured the Tdi in 30 subjects (5 with bilateral diaphragmatic paralysis, 7 with unilateral diaphragmatic paralysis, 3 with inspiratory weakness, and 15 who were healthy). The Tdi-exp and Tdi-insp were measured. The TF was also calculated. The authors showed that, in patients with unilateral paralysis, the Tdi-exp and TF were significantly lower for the paralyzed hemidiaphragm than for the normal hemidiaphragm and for the hemidiaphragms of healthy volunteers, and that only patients with diaphragmatic paralysis had a Tdi-exp < 20 mm and a TF < 20%. 26 The authors concluded that diaphragmatic ultrasound can be used in order to diagnose diaphragmatic paralysis by identifying the characteristic lack of thickening. It is of note that the TF of the paralyzed hemidiaphragms showed negative values (mean, −8 ± 13% vs. 65 ± 26% for the normal hemidiaphragms). The authors attributed that to the passive stretching of the paralyzed diaphragm, as previously shown in a case report. 37

In acute diaphragmatic paralysis, the Tdi-exp may be unaltered, because atrophy may not yet have occurred. In addition, recent studies have indicated that Tdi-exp values in healthy individuals are lower than previously thought (lower limit of normal = 1.2 mm in women and 1.3 mm in men). 24

The measurement of diaphragmatic mobility has also been studied as a means of diagnosing diaphragmatic paralysis. Lloyd et al. 35 described the use of diaphragmatic ultrasound in 10 adult patients referred for evaluation of suspected diaphragmatic paralysis. The paralyzed diaphragm presented a lack of inspiratory (caudal) mobility on M-mode diaphragmatic ultrasound and abnormal paradoxical mobility, particularly during a sniff test. Those findings were recently confirmed by other authors. 7 , 34 Boussuges et al. 34 assessed diaphragmatic mobility on M-mode during quiet breathing, deep breathing and voluntary sniffing in 26 patients with unilateral diaphragmatic paralysis. In all of the patients evaluated, the authors found abnormal mobility of the paralyzed hemidiaphragm, characterized by immobility or weak paradoxical displacement during quiet breathing; paradoxical mobility during voluntary sniffing; and paradoxical mobility during deep breathing. Caleffi-Pereira et al. 7 assessed diaphragmatic motion and thickness during quiet breathing, deep breathing, and voluntary sniffing in 27 patients with unilateral diaphragmatic paralysis. The authors found that mobility (during quiet breathing and deep breathing), and thickness (Tdi-exp, Tdi-insp and TF) were both significantly lower in the paralyzed hemidiaphragm than in the normal hemidiaphragm. In view of these findings, diaphragmatic paralysis can be diagnosed by identifying a lack of excursion during quiet breathing, deep breathing, and voluntary sniffing or paradoxical excursion during deep breathing and voluntary sniffing. Diaphragmatic weakness is diagnosed by identifying reduced diaphragmatic excursion during quiet breathing and deep breathing, with or without paradoxical motion on sniffing.

Diaphragmatic ultrasound may also be useful in the follow-up of patients with DD. Summerhill et al. 38 studied 16 patients with diaphragmatic paralysis (bilateral in 6 and unilateral in 10), following them for up to 60 months. Diaphragmatic TF was measured initially and during subsequent visits. The authors found that 7 patients recovered their diaphragmatic function (mean recovery time of 14.9 ± 6.1 months), whereas the remaining patients did not. In the postoperative period after cardiac surgery, DD can lead to complications. Lerolle et al. 14 studied 28 patients requiring MV for a prolonged period (> 7 days) after cardiac surgery, evaluating a control group of 20 patients with an uncomplicated postoperative course for comparison. The authors measured the transdiaphragmatic pressure (Pdi) during maximal inspiratory effort and calculated the Gilbert index (the ratio between the amplitude of gastric pressure at peak inspiration to the amplitude of Pdi during inspiration), which evaluates the contribution the diaphragm makes to respiratory pressure swings (a Gilbert index > 0.30 indicates normal diaphragmatic function, whereas a value ≤ 0 indicates severe DD). The authors employed diaphragmatic ultrasound to measure diaphragmatic mobility during maximal inspiratory effort. They found that the Pdi was below normal in 27 of the 28 patients requiring MV for a prolonged period. In 8 patients, the Gilbert index was ≤ 0, indicating severe DD, and those patients had lower diaphragmatic mobility during maximal inspiratory effort than did the patients with a Gilbert index > 0. In addition, a diaphragmatic excursion during maximal inspiratory effort of < 25 mm during maximal inspiratory effort was found to be an accurate predictor of a Gilbert index ≤ 0 (area under the ROC curve of 0.93, a positive likelihood ratio of 6.7, and a negative likelihood ratio of 0). The diaphragmatic excursion during maximal inspiratory effort was >25 mm in all of the patients with an uncomplicated course.

Diaphragmatic ultrasound has also been used in order to identify DD after neck dissection. 65 Immediately after neck dissection, only a few (8.9%) of the diaphragms at risk showed immobility, with decreased inspiratory strength that returned to preoperative values after one month. However, at one month after dissection, Tdi decreased, indicating atrophy of the diaphragm. 65

DIAPHRAGMATIC ULTRASOUND IN RESPIRATORY DISEASES

Diaphragmatic ultrasound has been employed in the evaluation of a variety of respiratory diseases, including asthma, cystic fibrosis, COPD, and interstitial lung disease (ILD). Table 4 summarizes the main findings and potential clinical implications of the use of diaphragmatic ultrasound in patients with respiratory diseases.

Table 4

DD: diaphragmatic dysfunction; DE: diaphragmatic excursion; TF: thickening fraction; ARF: acute respiratory failure; LOS: length of stay; MV: mechanical ventilation; Tdi-exp: diaphragm thickness at end-expiration; CMV: controlled mechanical ventilation; LLN: lower limit of normal; QB: quiet breathing; DB: deep breathing; VS: voluntary sniff; SNIP: sniff nasal inspiratory pressure; NIV: noninvasive ventilation; HRQoL: health-related quality of life; ALS: amyotrophic lateral sclerosis; and V_T: tidal volume.

Asthma

In 1997, de Bruin et al. 66 addressed the usefulness of diaphragmatic ultrasound in a sample of 9 middle-aged patients with asthma, minor pulmonary hyperinflation, and preserved peripheral muscle strength. The authors found moderately impaired inspiratory muscle strength and slightly increased thickness of the costal diaphragm, indicating muscle hypertrophy.

Cystic fibrosis

Considering the fact that chronic respiratory diseases can affect diaphragmatic function, Pinet et al. 67 evaluated patients with cystic fibrosis who had severe respiratory impairment and malnutrition. The authors showed that, although the patients had diaphragmatic weakness, they did not have muscle atrophy; the patients had thicker diaphragms and abdominal muscles than did the control subjects, indicating hypertrophy due to respiratory muscle training. Dufresne et al. 68 underscored those findings, showing that the patients with cystic fibrosis had thicker diaphragms and greater inspiratory muscle strength than did the control subjects. In addition, fat-free mass and airway resistance were found to be independent predictors of Tdi, although systemic inflammation was not, suggesting that in cystic fibrosis, the diaphragmatic training occurred despite the presence of systemic inflammation. However, patients with chronic respiratory diseases may present many factors (e.g., inflammation, altered nutritional status, poor physical conditioning, and corticosteroid use) influencing respiratory muscle function other than training.

Enright et al. 69 studied 40 adults with cystic fibrosis and 30 age-matched healthy subjects. In that study, patients with cystic fibrosis who had severe pulmonary disease and low fat-free mass presented poorer inspiratory muscle function and reduced Tdi-exp when compared with patients with cystic fibrosis with a normal fat-free mass. The patients with cystic fibrosis with normal fat-free mass showed inspiratory muscle function and Tdi-exp values similar to those of age-matched healthy individuals.

COPD

Ultrasound has been used to evaluate the diaphragm in COPD. In a study involving 54 patients with COPD and 20 healthy subjects, Paulin et al. 70 attempted to determine whether diaphragmatic mobility could influence exercise tolerance and dyspnea. The authors found that patients with COPD had lower diaphragmatic mobility than did the controls. They also found that diaphragmatic mobility correlated positively with the distance covered on the six-minute walk test, whereas it correlated negatively with dyspnea on exertion.

Dos Santos Yamaguti et al. 71 investigated the influence of lung function on diaphragmatic mobility in patients with COPD. The authors found that such patients had reduced diaphragm mobility that was mainly associated with air trapping and was not influenced by inspiratory strength or pulmonary hyperinflation.

Baria et al. 72 evaluated the Tdi-exp and thickening ratio (calculated as the Tdi-insp divided by the Tdi-exp) in 50 patients with COPD and compared that with a database of information on 150 healthy control subjects. The authors found that the values for Tdi-exp and thickening ratio were comparable between the patients and the controls.

Smargiassi et al. 73 evaluated the correlation between Tdi, respiratory function, and body composition in 32 patients with COPD. The authors showed that Tdi at different lung volumes, mainly the Tdi-exp, was related to the fat-free mass. The authors also showed that diaphragm thickening was inversely related to hyperinflation (greater hyperinflation resulting in less diaphragm thickening), postulating that diaphragmatic ultrasound could be useful to assess lung hyperinflation and the loss of fat-free mass in patients with COPD.

Cammarota et al. 76 studied 21 patients with COPD admitted to the emergency department for exacerbation and investigated the feasibility of performing diaphragmatic ultrasound to evaluate diaphragmatic excursion, thickness, and TF, before NIV, as well as after the first and second hours of treatment, attempting to determine whether those variables were predictors of early NIV failure. Comparing NIV successes and NIV failures, the authors found that diaphragmatic excursion (although not Tdi-exp and TF) was significantly greater in the former group before NIV (p = 0.02), after the first hour of treatment (p = 0.007), and after the second hour of treatment (p = 0.008). During an acute exacerbation of COPD, diaphragmatic excursion was found to be predictive of early NIV failure.

ILD

There have been few studies using diaphragmatic ultrasound to assess diaphragmatic function in patients with ILD. He et al. 77 evaluated the mobility of the diaphragm during quiet breathing and deep breathing in a mixed sample, comprising patients with combined pulmonary fibrosis and emphysema, patients with idiopathic pulmonary fibrosis, patients with COPD, and healthy controls. Diaphragmatic mobility during quiet breathing and deep breathing was similar between patients with ILD and healthy controls. More recently, Santana et al. 78 reported a reduction in deep breathing diaphragmatic mobility and TF, as well as an increased Tdi-exp in 40 patients with ILD in comparison with matched healthy controls. Additionally, the reduced deep breathing diaphragmatic mobility was associated with lung volumes in ILD. These results were recently confirmed by Boccatonda et al. 79 who showed a reduced deep breathing diaphragmatic mobility and a positive correlation between reduced FVC and diaphragmatic mobility in patients with ILD. In another study, Santana et al. 80 attempted to determine whether diaphragmatic mobility and thickness correlated with clinical and functional parameters (including dyspnea, exercise tolerance, quality of life, and lung function) in patients with ILD. The authors showed that diaphragmatic mobility and thickening during deep breathing correlated positively with lung function, exercise tolerance, and health-related quality of life, whereas both correlated negatively with dyspnea. In addition, the TF was below normal in 70% of the patients with ILD.

NEUROMUSCULAR DISEASES

Neuromuscular diseases (NMD) can affect the inspiratory and expiratory muscles, resulting in weakness and fatigue, 81 and can evolve from mild impairment (mild alveolar hypoventilation and a restrictive pattern of lung function, mainly in the supine position) to chronic respiratory failure. 82 Patients with NMD may be referred to a pulmonologist for respiratory muscle evaluation. The initial tests are spirometry and volitional assessment of global respiratory muscle strength-MIP, MEP, and (sniff nasal inspiratory pressure) SNIP-although those tests have limitations due to reduced patient motivation, cognitive decline, and orofacial muscle weakness, which can cause air leaks that lead to inaccurate tests. Nonvolitional respiratory muscle strength tests are invasive, expensive, and rarely employed. Diaphragmatic ultrasound can be a useful diagnostic tool in patients with NMD.

Among the various types of NMD, diaphragmatic ultrasound has been extensively explored in amyotrophic lateral sclerosis (ALS). Fantini et al. 83 studied 41 patients with ALS, using diaphragmatic ultrasound to measure the Tdi at tidal volume (V_T) and at TLC, calculating the ratio between the two. When that ratio approaches 1, the maximum inspiratory effort becomes unable to further contract the diaphragm starting from V_T, suggesting diaphragmatic weakness. The authors found that the ratio between the Tdi at V_T and the Tdi at TLC was the variable that best correlated with lung function. 83 Pinto et al. 84 studied 42 patients with ALS (25% with bulbar onset), most (76%) without respiratory symptoms and with normal respiratory test results. The authors found that the Tdi-insp showed a significant positive correlation with diaphragm compound muscle action potential and respiratory strength (as quantified by determining the SNIP and MEP), 84 although Tdi was not found to correlate with the pulmonary function test results in the subgroup of patients with bulbar-onset ALS. Hiwatani et al. 85 employed diaphragmatic ultrasound to assess 36 patients with ALS and 19 age-matched healthy controls. The authors found that the Tdi-exp, Tdi-insp, and the thickening ratio were all significantly lower in the patients with a vital capacity < 80% of the predicted value than in those with a vital capacity ≥ 80% of the predicted value and in the healthy controls. The Tdi-exp, Tdi-insp, and thickening ratio were all found to correlate positively with vital capacity and negatively with PaCO₂. 85 In a study involving 20 patients with ALS and age-matched healthy controls, Sartucci et al. 86 found that Tdi-exp and TF were lower in the patients. The authors also found that, in the patients with bulbar-onset ALS, lung volumes correlated strongly with Tdi-exp and TF. Carrié et al. 87 investigated the relationships between diaphragmatic mobility and lung volumes in 45 patients with ALS or myotonic dystrophy. The authors found a significant correlation between FVC and diaphragmatic mobility during deep breathing. The authors suggested that the measurement of diaphragmatic mobility could be a reliable tool to identify impaired respiratory function (FVC < 50% of predicted) in patients with ALS or myotonic dystrophy. In a more recent study, Fantini et al. 88 found that, in patients with ALS, a Tdi at V_T/Tdi at TLC ratio > 0.75 (suggesting diaphragmatic weakness) increased the risk of requiring NIV (hazard ratio = 5.6; p = 0.001) and the risk of death (hazard ratio = 3.7; p = 0.0001), inferring that diaphragmatic ultrasound is an accurate method of predicting the need for NIV in ALS.

LIMITATIONS OF DIAPHRAGMATIC ULTRASOUND

Diaphragmatic ultrasound has some limitations. First, ultrasound systems have inherent resolution limits (usually 0.1 mm) that can correspond to 5-10% of the normal thickness of the diaphragm. In addition, the assessment of the left hemidiaphragm can be problematic. However, taking extra precautions during the diaphragmatic ultrasound examination (e.g., placing the patient in the supine position and rotating the transducer) can help overcome these limitations. Furthermore, because ultrasound is an operator-dependent examination, repeated training can improve accuracy. Diaphragmatic ultrasound has shown good reliability for measuring Tdi (intraclass correlation coefficient = 0.990; 95% CI: 0.918-0.998), as well as for quantifying diaphragmatic excursion (correlation analysis) during quiet breathing (r = 0.95) and deep breathing (r = 0.94). 10 , 34 Moreover, although diaphragmatic ultrasound has been shown to have a steep learning curve when applied in healthy subjects, 8 , 9 few studies have evaluated how to develop the appropriate skills. One study, involving a pediatric population, found that 4 h of hands-on diaphragmatic ultrasound training focused on the recognition of normal and abnormal diaphragmatic motion resulted in high concordance between the diaphragmatic ultrasound findings reported by a trainee and those reported by a pediatric intensivist. 92 Another study, involving adult subjects, showed that three to five diaphragmatic ultrasound training sessions, lasting 10-15 min each, enabled learners to identify the diaphragm and measure its thickness. 46 More recently, Garofalo et al. 93 found that a combined approach consisting of a theoretical module followed by practical training is more effective in making learners capable of obtaining accurate diaphragmatic ultrasound measurements. The authors suggested that 25 supervised examinations would be sufficient to achieve adequate diaphragmatic ultrasound skills, analogous to those required to perform bedside lung ultrasound examinations. 94 Although training can ensure adequate diaphragmatic ultrasound skills, it does not imply that learners would successfully perform unsupervised diaphragmatic ultrasound evaluation in the clinical arena, where confounding factors can hinder the diaphragmatic ultrasound assessment. 93 Therefore, diaphragmatic ultrasound should be performed only by physicians who have been properly trained and are dedicated to clinical care.

Diaphragmatic ultrasound is still not widely used in the assessment of diaphragmatic function in daily practice. That is probably due to a lack of knowledge about diaphragmatic impairment in various clinical contexts, as well as about the usefulness and possible clinical implications of ultrasound in evaluating the diaphragm. An exponentially increasing number of studies of diaphragmatic ultrasound have been published, especially regarding critical care, producing clinically relevant findings that should highlight the usefulness of ultrasound in assessing diaphragmatic function.

FINAL CONSIDERATIONS

Diaphragmatic ultrasound has marked advantages over other techniques used in order to assess diaphragmatic function, such as the fact that it is noninvasive and does not employ ionizing radiation, as well as being feasible, reproducible, repeatable, and affordable. In addition, there is convincing evidence in the literature about the usefulness of ultrasound to assess diaphragmatic function in diverse clinical settings. It is reasonable to suppose that in the near future, the use of diaphragmatic ultrasound by pulmonologists and intensivists will be ubiquitous and that it will have new applications in the diagnosis and monitoring of diseases and interventions, such as rehabilitation.

ACKNOWLEDGMENTS

The authors thank all of the investigators of the Respiratory Muscle Research Group of the Pulmonology Division of the Heart Institute of the Hospital das Clínicas, operated by the University of São Paulo School of Medicine, for their participation and contributions.

Footnotes

Financial support: This study received financial support from the Fundação de Amparo à Pesquisa do Estado de São Paulo (FAPESP, São Paulo Research Foundation; Grant no. 2012/18404-8 to the Respiratory Muscle Research Group, Pulmonology Division, Heart Institute, University of São Paulo Hospital das Clínicas). The funding source played no role in the study design, data collection, data analysis, data interpretation, or writing of the manuscript.

2 Study carried out in the Divisão de Pneumologia, Instituto do Coração - InCor - Hospital das Clínicas, Faculdade de Medicina, Universidade de São Paulo, São Paulo (SP) Brasil.

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Articles from Jornal Brasileiro de Pneumologia are provided here courtesy of Sociedade Brasileira de Pneumologia e Tisiologia (Brazilian Thoracic Society)